09.03.2022

Empire and nation state. From empire to nation state (an attempt to conceptualize the process) Correlation of the concepts empire and nation state

UDC 321
BBK 66.033.12

Target. Determine whether the concept of “state” can be used in relation to imperial political systems and, if so, what type of state empires belong to.

Methods. Historical-comparative, structural-functional. Based on the principles of a systems approach, the author applies methods of analysis, synthesis, evaluation, comparison and comparison.

Results. A review of scientific discussions in the segment of the language of political philosophy is carried out regarding the essence of the “state” in their applicability to the subject of the study of empires. A retrospective of the concept of “state” is given, as it was interpreted in Russian thought in the post-Soviet period. The target question was answered positively. A classification is proposed.

Scientific novelty. The author comes to the conclusion that the empire is a “state” if the latter is interpreted primarily through an administrative institution. However, empires as states are typologically different from other types of states, in particular the national state.

Keywords: administration, state, empire, colonial empire, legitimacy, nation state, political philosophy, political language, sovereignty.

In the history of political science, there have been justifications for various historical types of states: polis-type states, feudal monarchies, modern nation-states, etc. However, one type of state - empire - has never received a serious scientific substantiation, and, moreover, there are serious doubts whether it is even possible to call an “empire” a “state”. This article aims to identify significant, conceptual positions by which one could answer whether an empire is a state, and if so, what kind.

There is no single definition of “state” generally recognized in science and enshrined in law. It is defined through the ability to enter into diplomatic relations, through sovereignty, through the apparatus of coercion, etc. This was shown in detail in the works of such scientists as B. Badi, S.A. Baburin, S. Eisenstadt, R. Nozik, K. Skinner, etc. However, there is still a certain generalization. The term "state" is used in two main semantic connotations. The first one denotes all historical political entities that have ever entered into diplomatic contacts with each other, warriors, trade and other alliances, had supreme power, an army, a coercive apparatus, a legal system, were states or were considered such. In this meaning, the concept of “state” is used in everyday communication, in journalism, in general political science and in general history. In this sense, “empire” is, of course, a state. More precisely, a specific type of state.

The second semantic meaning correlates “state” with a specific historical and political subject - the national state of Western Europe of the New Time era, or more precisely, the period from the Westphalian peace treaties to approximately the present day. The "nation state" is a unique political entity, with its own legal and structural specificity. In this sense, an “empire”, of course, cannot be a “state”. Although we know from history that in modern times powerful colonial empires were formed, in the structure of which national states located on the territory of Western Europe served as the central link - the metropolises, the entire empire, of course, cannot be a state in its national context.

That is, the problem is that, despite the political and legal theory, “national state” and “empire” are incomparable concepts, but in history and in political processes a number of nation states have nevertheless built a specific imperial structure.

The study of this problem can have many aspects, of which in this article we will touch on several, but the central ones.

The first of them is linguistic. It assumes the need to clarify the concept of a state, in which, in addition to the general meaning of words, there are also specific linguistic meanings. State, aka state (English), aka Stato (Italian), aka Staat (US), aka Etat (French), aka Estado (Spanish). All these versions, derived from the Latin root, are naturally similar to each other. Their meanings are approximately similar. However, the semantic volume that is denoted by the term state in the West is not exactly “state” in Russian. For the modern West, State is a state in which power is limited by a constitution, written or unwritten, and which is based on the theory of human rights.

In the work of University of London professor Quentin Skinner, “The Concept of State in Four Languages,” this issue is analyzed in detail.

The word “state” seems completely familiar to us. But its modern meaning, as well as the process of formation, is the result of linguistic and political innovation of the XIV-XV centuries. And to the Roman Empire, Professor Skinner argues, the concept of “state” is not applicable: there is what the Romans call res publica: “public power”, “common cause”. Of all the institutions of the modern state, only taxes and the army took place in the Imperium Romanum. The Latin word status, along with such national language equivalents as estat, stato and state, became commonly used in a variety of political contexts only from the 14th century. Lo stato, a term used by Machiavelli, during his lifetime did not yet mean “state” in the modern sense. Machiavelli designated with this neologism - "Lo stato" a new reality for his time - the so-called "new monarchies", which we, descendants, know under the designation "absolutism" and "absolutist monarchies". The rulers of these monarchies destroyed the previous system of social hierarchy, considering both the upper noble stratum and the lower classes as tools in achieving the goals of the state mechanism. Administrative power in the era preceding the life of Machiavelli, that is, before the Reformation, before the crisis of feudalism, could not be called “Lo stato”, and did not correspond to this concept. Accordingly, empires that appeared in the de-Renaissance, pre-Machiavellian era are not “Lo stato”.

In Russian history, the regimes of Ivan the Terrible and Peter the Great most closely corresponded to the essence of “Lo stato”, who, for the sake of their political goals, did not take into account either victims or methods, and, which is significant, behaved with representatives of all social strata equally cruelly, as for example, Henry VIII.

How did the term status and its derivatives acquire a modern, and, most importantly, universal, commonly used and unique meaning? Skinner, turning to the texts of the 13th century, shows that all kinds of condottieri and other usurpers of power were concerned with maintaining their own status principis - the position of a sovereign ruler, which was possible subject to two fundamental conditions: the stability of the political regime and the preservation, or better yet, the increase in the territories of the region or city-states. As a result, in the public consciousness the terms status and stato naturally begin to serve to designate territory.

Skinner further argues that the modern interpretation of the state goes back not to the republicans, but to the theorists of secular absolutism of the late 16th - 17th centuries (in particular, Hobbes), citing the following arguments. Classical republican theory identifies the state and citizens, who do not “transfer”, but only “delegate” their power to the rulers. In addition, in this tradition, the terms status and state are preferred to civitas or respublica, which, for example, the Republican Locke renders in English as city or commonwealth.

But, even without knowing about Skinner, from history we know about a scientific trend that took place at the end of the 19th century, which argued that in the era of nationalism and imperialism, multinational and multilingual states - relics of the three previous centuries - are doomed to destruction, and the future belongs to large states with large territories uniting homogeneous nations. On this idea, which itself was a hybrid of growing nationalism and expansionist imperialism, the Second - the Kaiser's Reich, and, later, of course, the Third, were largely built. Nationalism and the nation state were conceived as socio-political units of significant size, prone to dominance in international politics. Contrasting their empires was not yet relevant, and contemporaries considered it natural for one form of political organization to flow into another. It was only as a result of the Second World War that a distinction was made between “national states” proper and modern empires—superpowers.

What kind of state then should we consider the empire to be? Civitas, stato and state can be used only to a limited extent: maximum - in relation to the maritime colonial empires of the New Time. Each of these concepts can be included in the imperial structure, but their logical scope of empire is not identical. The situation is complicated by the fact that there were several historical types of empires themselves: continental, colonial, nomadic. Superpowers is a term applicable and used for the last 60 years and now.

The form of states of the West of the New Time - the nation state - is such an organization of political power in which power is limited by law, and the essence of law is considered precisely as freedom. In Russian, “state” means belonging, “something of the sovereign, the sovereign’s property,” but certainly not the kind of public legal state that was designated by the conceptual series “right” and “freedom.” This does not mean that one meaning is worse than the other. But in Russian, the term “state” denotes the quality of “belonging to” and answers not only the questions “what?” and “which?”, but also “whose?”

Historically in Russia, the state as an institution has never, with the exception of the brief “Yeltsin-Gorbachev” period, been opposed to the empire both as an idea and as an organization. It is logical and natural that in the Russian language, at the terminological level, the “state” may or may not be an “empire,” but it certainly does not oppose itself to it. The meaning of this possible symbiosis but not opposition lies at the linguistic, semantic, archetypal level of language, and therefore the collective unconscious.

The second aspect of the identified problem lies in the “national state” itself, or more precisely, in the correspondence of real national states to the idea of a national state as such.

The theory of the nation state was created to serve the reality shaped by the Westphalian system of international law. However, it never satisfied the task: national minorities are a reality even in the classical nation-states of Western Europe. There is no example where a state of medium size (not dwarf) is ethnically monolithic. In addition, the concept of a “national state” gradually complicated its content and merged with the concept of a “democratic state” or a state in general.

The modern type of nation state is the rule of law. The theory of the rule of law is such that it does not imply the inclusion of an imperial administrative unit in the list of its specific incarnations. The paradigmatic foundations of the theory of the rule of law - the theory of social contract and the concept of natural law - were created without regard to imperial reality and even in denial of this principle.

The welfare state is the highest form of a developed rule of law state, although the latter does not necessarily lead to the former. An empire is a power system that may or may not be based on law, understood as freedom, but it is certainly not a legal state of the modern world. It is difficult to identify through legal terminology. The existence of legal systems in imperial systems is historically ambiguous. The first of the empires to realize itself - the Roman - appears to us as a source of law worthy of respect and admiration. Fiat justitia et pereat mundus - let the world collapse, but the law will be fulfilled - this popular Latin phrase is the best evidence of the attitude towards the law in some empires. However, the history of other empires leaves serious questions.

As subjects of international law, national states represent a certain community, but both in their genesis and in their historical fate they form different groups. It is important to recognize that the nation state itself does not exclude an imperial form of organization in another region. Belgium, France, Italy, Portugal are examples of typical national states of the European region. They are also colonial empires beyond its borders. Some are successful, others are unsuccessful.

Even from this brief overview It is clear that the comparison between empire and state may involve a serious terminological pitfall.

In order to at least roughly indicate what is unique about the empire as a political unit, let us turn to the classics of Russian sociological thought, to a compatriot who professionally explores the meanings of social and political space - A.F. Filippov.

"State-political" , according to A.F. Filippov, is framed because we are talking about its delineated borders, which separate it not from a non-political, but from another political form, another state... Its form is determined from the inside, since the state is sovereign on its territory. Its form is also determined from the outside, since the entire controlled space is occupied by other states... However, in any case, the border remains a social artifact, since it divides many similar states on a geographical pattern.

“Imperial-political”, according to A.F. Filippova is different in that the imperial figure can, of course, observed from the outside, especially in the current, globalized world, be indistinguishable from a large state. But the meaning of imperial space is that from within the empire it is contemplated as a kind of small cosmos, built into a large - the total order of being - but not at all into the system of international relations, where only mutual recognition of states guarantees the safety of borders. The space of empire does not need such legitimation.

Although the words of A.F. Filippov should be considered as one of the possible interpretative versions; it still indicates aspects of the difference in the meanings of “state” and “empire”.

Let us repeat once again: not only does the word “state” in the Russian language have semantic connotations of belonging that do not at all coincide with the semantic scope of its Western analogue - state; the word itself to designate administrative-political units (systems, structures) dominating a certain territory is only one. Our “state” is a polis, a feud, an absolute monarchy, a capitalist republic, a traditional (patrimonial) empire, a totalitarian system, a nomadic empire and a superpower. Of course, the meaning of the term is as blurred, lost, and meaningless as possible. An empire is not a state in the sense of state. But she is not “the sovereign’s” either. It is a specifically organized administrative subject operating within the space over which it is capable of extending its influence.

Without pretending to be exhaustive of the stated problem, we will formulate the following provisions.

An empire is the essence of a state. But she is not lo stato (state), although the state itself may be hers integral part- metropolis. An empire is a specifically organized administrative entity operating within the space over which it is capable of extending its influence.

In the end, contrasting the empire with the state in general, and the nation-state in particular, is meaningless, not only historically, but also theoretically. It's like contrasting the whole with the part. The empire includes the modern state, but is more universal than the latter.

The question arises of how to typologize their relationships. It is necessary to determine a feature that would be common to all historical states. It would be nice to choose "legitimacy", but this will not be true. History is full of examples of the existence of states even without internal legitimacy: they are called tyrannies. In addition, legitimacy is rather a quality of power. “Sovereignty” is also not suitable for this role: not all states of the modern world have full sovereignty; the same can be observed in historical retrospect. The right to use force remains; armed force.

Max Weber, and after him Shmuhl Eisenstadt, are only the most famous names among those who define the state through law or simply the ability to use force. But the instruments of physical coercion - the police or the army - are precisely instruments, attributes of the central state institution - the institution of administration.

In his famous work “Politics as a Vocation and Profession,” Max Weber writes: “a sociological definition of the modern state can, in the final analysis, only be based on the means specifically used by it, as by any political union—physical violence.”

Without disputing Weber, we transform his formulation: “a definition of the state as such can, ultimately, only be based on the institution of administration specifically used by it, as a political union.”

Administration is a common property of all states in human history. Even nomadic societies, regarding the statehood of which heated discussions are developing, contained this institution, namely a system of relations in which one subject of political action gives an order, and another (or others) carries it out and monitors its implementation.

If we use the “administration” criterion as a common identifier for all states, we will get approximately the following scheme.

Now it is not so important whether the list of other types of states (national, feudal, tribal and polis) is exhaustive, whether it is completely terminologically correct in the scientific sense. It is important that at the ontological level in the conceptual segment political theory an empire is a state if the latter term is used as a designation class historical and political actors. Moreover, “empire” is a term that already correlates with the specific designation of several historical types of empires - continental, colonial, nomadic, superpowers, etc. Other states belong to a different type of historical and political subjects.

Let us note that at the historical level such a dichotomy is not observed, since each of the subjects of political history listed in this diagram was part of an empire, constituting either its central or peripheral parts. Thus, in the maritime colonial empire of the New Time, as a special subtype of imperial systems, the national state performed the function of the metropolis, and various feudal monarchies and tribal unions - colonies. But this is a subject for a separate discussion.

Literature

1. Aristotle. "Politics. Athenian polity." M, Mysl, 1997. 343 p.

2. Baburin S.N. The world of empires: state territory and world order. M.: Master Infra-M., 2010. 534 p.

3. Badi B. From state sovereignty to its viability // World politics and international relations in the 1990s: views of American and French researchers: Per. from English and fr. / Ed. MM. Lebedeva and P.A. Tsygankova. M., 2001. 238 p.

4. Weber M. Selected works. M., 1990. 808 p.

5. The state as a work of art: 150th anniversary of the concept: Sat. articles // Institute of Philosophy RAS, Moscow-Petersburg Philosophical Club; Rep. ed. A. A. Guseinov. M.: Summer Garden, 2011. 288 p.

6. Grinin L.E. Political cross-section of the historical process. The state and the historical process. M. Liebrock. Ed.2, rev. and additional 2010. 264 s

7. Winged Latin expressions. 4000 famous phrases, sayings, and expressions from the great authors of antiquity. Compiled by: Tsybulnik Yu.S. M.: EKSMO, Folio, 2008. 430 p.

8. Locke J. Works in three volumes: T. 3. M.: Mysl, 1988. 668 p. (Philos. Heritage. T.103). 406 pp.

9. Malkov S. Yu. Logic of the evolution of the political organization of the state. M.: Com Book, 2007. 345 p.

10. Nozick, R. Anarchy, state and utopia. M.: IRISEN, 2008. 456 p.

11. Skinner K. The concept of state in four languages: Sat. articles / Ed. O. Kharkhordina. SPb.: European University in St. Petersburg; M.: Summer Garden, 2002. 218 p.

12. Filippov A. F. Observer of empire (empire as a sociological category and social problem) // Questions of sociology. 1992. No. 1. P. 89-120

13. Eisenstadt, Sh. Disruptions of modernization // Emergency reserve. 2010. No. 6 (74).

14. Etztoni A. From empire to community: a new approach to international relations. M. Ladomir 2004. 298 p.

15. Claessen H. J. M. 1996. State // Encyclopedia of Cultural Anthropology. Vol. IV. New York. P.1255

16. Jasay A. de. Against Politics. London: Routledge, 1997. P. 543.

17. John A. Armstrong, Nations before Nationalism (Ghapel Hill: University of North Carolina Press, 1982); Michael W. Doyle, Empires (Ithaca: Cornell University Press, 1986); Suni, Ronald Grigor. Lessons from Empire: Russia and the Soviet Union. / PROGNOZI∑, Number 4 (8), Winter 2006, pp. 136-161.

Bibliography

Aristotle. “Policy. The Constitution of the Athenians.” M., Misl, 1997. 343 p.
Baburin S.N. World of empires: territory of the state and world order. M.: Magistr Infra-M., 2010. 534 p.
Badi B. From the sovereignty of the state to its viability // World politics and international relations in 199o-s: ideas of the American and French researchers: Transl. from English and French / Edited by M.M. Lebedeva and P.A. Tsigankov. M., 2001. 238 p.
Veber M. Selecta. M., 1990. 808 p.
State as a piece of art: 150th anniversary of the concept: Collection. of articles // Institute of philosophy RAS, Moscow-Petersburg Philosophical club; Editor-in-Chief A.A. Guseinov. M.: Letniy sad, 2011. 288 p.
Grinin L.E. Political aspect of a historical process. State and historical process. M.Librokom. Edition 2, changed and revised. 2010. 264 p.
Catch Latin phrases. 4000 famous phrases, aphorisms, set phrases by outstanding ancient authors. Compiled by Tsybulnik Yu.S. M.: EKSMO, Folio, 2008. 430 p.
Locke J. Compositions in three volumes: V. 3. M.: Misl, 1988. 668 p. (Philosoph. Heritage. V.103). 406 p.
Malkov S. Yu. Logics of evolution of a political organization of the state. M.: KomKniga, 2007. 345 p.
Nozik R. Anarchy, state and Utopia. M.: IRISEN, 2008. 456 p.
Skinner K. Notion of the state in four languages: Coll. of articles / Edited by O. Kharhodin. StPetersb.: European university in StPetersburg; M.: Letniy sad, 2002. 218 p.
Fillipov A.F. Observer of an empire (empire as a sociological category and social problem) // Questions sotsiologiyi. 1992. No. 1. P. 89-120
Eisenstadt Sh. Break of modernization // Emergency reserve. 2010. No. 6 (74).
Etzioni A. From the empire to the community: a new approach to international relations. M. Ladomir. 2004. 298 p.
Claessen H. J. M. 1996. State // Encyclopedia of Cultural Anthropology. Vol. IV. New York. P.1255
Jasay A. de. Against Politics. London: Routledge, 1997. P. 543.
John A. Armstrong, Nations before Nationalism (Ghapel Hill: University of North Carolina Press, 1982); Michael W. Doyle, Empires (Ithaca: Cornell University Press, 1986); Suni, Ronald Grigor. Lessons of empire: Russia and Soviet Union. / PROGNOZIS∑, Number 4 (8), Winter 2006, P. 136-161.

Imperium vs etat nation? On the question of correlation of notions “empire” and “state”

Purpose. To determine if it is possible to use the notion of “state” in relations of empire political systems and if yes, to what type of states empires can be referred.

Methods. Historical-comparative, structural-functional. Based on the principles of a systematic approach, the author uses methods of analysis, synthesis, assessment, correlation and comparison.

Results. The author reviews scientific discussions in the segment of the political philosophical language towards the essence of “state” in their application to the subject of research of empires. The author also gives a retrospective of the notion “state” as our national scientists explained it in the Post-Soviet period. The author gives a positive answer to the main question and offers his own classification.

Scientific novelty. The author concludes that the empire is a “state” if we explain the latter mainly though administrative institution. However, empires as states differ typologically from other types of states, in particular - national state.

Key words: administration,

In the modern world there are almost no countries with ethnically homogeneous population(with the possible exception of Japan, Israel, Korea). National states are undergoing transformations of traditional society towards multi-ethnicization, the process of which, although experiencing a crisis in modern Europe, is undoubtedly inevitable. Meanwhile, today's processes of functioning and development of many countries, including Russia, were laid down by previous historical development. And, as you know, history is cyclical; without the past there is no future. Let's take a short excursion into the history of the most famous empires.

Let's remember the Roman and Mongol empires. Both the first and the second had vast territories, annexed as a result of aggressive campaigns. The population of these territories, willy-nilly, became citizens of the victorious country. Under these conditions, the main issues were control of annexed lands and the formation of a stable hierarchical center-periphery structure. These problems are also relevant in the modern world.

Why did the empires of the ancient Romans and Mongols collapse? The answer to this question lies in the very essence of imperial-type states. Firstly, empires are created through conquest. The desire for expansion distinguishes empires from national states (in the ideal version), if only by the fact that the expansion of “living space” occurs due to the annexation of territories “by fire and sword.”

Secondly, multi-ethnicity of the empire’s population due to conquest. The annexation of new territories actualizes the problem of managing colonies from the metropolis. In modern geopolitics it is customary to highlight two types of empires, power countries according to the spatial principle - “tellurocracy” and “thalassocracy”. This determines the fundamental difference in the nature of management of the occupied territories. First type– continental. Actually, these were the empires of the conquerors - Alexander the Great, Napoleon, Tamerlane, Genghis Khan, and Roman emperors. Considering that the expansion took place outside and the annexed lands transferred their previous geographical boundaries, the problem arose of retaining these lands by any means. The most effective way to consolidate power was to establish a colonial administration from among the local elite loyal to the aggressors. A management style was also used according to the formula “divide and conquer”, which consisted of inciting hostility between the annexed parts of the state, or preventing the concentration of power, the desire to maintain fragmentation. Examples are the Jin Empire in relation to the Mongol tribes, the Mongol Empire and Rus', Ancient Rome and the provinces. To a certain extent, today the same thing is happening with North and South Korea, the unification of which is unprofitable, for example, for Japan.

Second type- sea. This type of empire does not have land borders for expansion, i.e. expansion of its own territory by the metropolis is impossible. Therefore, the functioning mechanism of maritime empires is slightly different from continental ones, since maritime powers view annexed territories primarily as a source of resources. The classic maritime empire was Great Britain, which had colonies around the world. The discontinuity of the borders of the metropolis and the colonies, their spatial distance from each other makes the control of the Center unreliable and creates conditions for the gradual weakening of control and loss of territory. This is what happened to British India in the mid-20th century, when, during a campaign of civil disobedience, the local population refused to work. There were other factors that contributed to the liberation of the country, such as the Second World War, clashes between Indians and Muslims. As a result, Great Britain withdrew its troops from India, which became a de facto independent state.

Based on the above, empire- a method of organizing state power in which it is carried out centralized management political space (criterion of a large territory). Another important feature can be considered the multi-ethnic composition of the population of empires. As a rule, it is of a fundamental nature in resolving the issue of national unity. Considering that ethnonations - ethnic groups that have their own state with a single ethnic composition cannot be imperial entities, the problem of maintaining interethnic harmony in empires is fraught with the potential threat of its collapse. A kind of “alternative” to the imperial system of organizing state power is the national state or nation-state, which, however, does not negate the possibility of synthesizing both forms.

In world history, the process of the emergence of nation states covers a fairly long period of time from approximately the 15th to the 18th centuries. This process was accompanied by a rise in national self-awareness and the emergence of the phenomenon of nationalism, which ultimately determined the existence of European states within their current borders. During military conflicts, which initially had non-political reasons, but later acquired a political nature, the formation of national states took place. This is the Hundred Years' War (XIV-XV centuries) between France and England, during which the foundations of the French and English nations were laid. This is the Thirty Years' War (the first half of the 17th century), which resulted in a reconfiguration of the previous geopolitical balance of power in Europe, the creation of the Westphalian system of international relations in 1648 and the proclamation of the “principle of national state sovereignty.”

Appearance nation states also took place against the background of the process of decolonization. These are former colonies of European states (Great Britain, Holland, Spain, Portugal) in South and North America, Africa, Asia. In fact, the metropolises, having recently formed as nation states, themselves begin a colonialist policy outward. On the one hand, this pushed the annexed countries to resist. On the other hand, it created unevenness in the development of countries that were objects of colonization, which has not been eliminated to this day.

The main vector of the historical evolution of states, in our opinion, passes from the empire to national states as a way of organizing the political, socio-economic, national and cultural life of society. It is worth mentioning that empires did not always evolve into nation states, such as Great Britain, which precisely became an empire, being a nation state. Empire and national state as qualitative characteristics cannot be opposed and exclude each other.

One way or another, all states in the modern world can be classified as national. De facto or de jure, but it is so. Another question is that the demand for “imperiality” persists, no matter how much it is hidden, whether by former empires or by pretenders. In this aspect, Russia is a very interesting example with a rich imperial past.

QUESTIONS

MANAGEMENT

IMPERIUM VS ETAT NATION?

ON THE QUESTION OF THE RELATIONSHIP OF THE CONCEPTS “EMPIRE” AND “STATE”

Rogov I. I.

Candidate of Philosophy, Associate Professor, Associate Professor of the Department of Sociology of the South Russian Institute-branch, Russian Academy national economy and public service under the President Russian Federation(Russia), 344022, Russia, Rostov-on-Don, st. Pushkinskaya, 70, room. 805, [email protected]

UDC 321 BBK 66.033.12

Target. Determine whether the concept of “state” can be used in relation to imperial political systems and, if so, what type of state empires belong to.

Methods. Historical-comparative, structural-functional. Based on the principles of a systems approach, the author applies methods of analysis, synthesis, evaluation, comparison and comparison.

Results. A review of scientific discussions in the segment of the language of political philosophy is carried out regarding the essence of the “state” in their applicability to the subject of the study of empires. A retrospective of the concept of “state” is given, as it was interpreted in Russian thought in the post-Soviet period. The target question was answered positively. A classification is proposed.

Scientific novelty. The author comes to the conclusion that the empire is a “state” if the latter is interpreted primarily through an administrative institution. However, empires as states are typologically different from other types of states, in particular the national state.

Key words: empire, state, nation state, colonial empire, political language, political philosophy, administration, sovereignty, legitimacy.

IMPERIUM VS ETAT NATION? ON THE QUESTION OF CORRELATION OF NOTIONS “EMPIRE” AND “STATE”

Candidate of Science (Philosophy), Assistant Professor, Assistant Professor of Sociology Department of the Southern-Russian institute-branch of the Russian Presidential Academy of National Economy and Public Administration (Russia), room 805,

70 Pushkinskaya str., Rostov-on-Don, Russia, 344022, [email protected]

Purpose. To determine if it is possible to use the notion of “state” in relations of empire political systems and if yes, to what type of states empires can be referred.

Methods. Historical-comparative, structural-functional. Based on the principles of a systematic approach, the author uses methods of analysis, synthesis, assessment, correlation and comparison.

Results. The author reviews scientific discussions in the segment of the political philosophical language towards the essence of “state” in their application to the subject of research of empires. The author also gives a retrospective of the notion “state” as our national scientists explained it in the Post-Soviet period. The author gives a positive answer to the main question and offers his own classification.

Scientific novelty. The author concludes that the empire is a “state” if we explain the latter mainly though administrative institution. However, empires as states differ typologically from other types of states, in particular - national state.

Key words: empire, state, national state, colonial empire, political language, political philosophy, administration, sovereignty, sovereignty.

AND POLITICAL MANAGEMENT

Rogov I. I.

In the history of political science, there have been justifications for various historical types of states: polis-type states, feudal monarchies, modern nation-states, etc. However, one type of state - empire - has never received a serious scientific substantiation, and, moreover, there are serious doubts whether an “empire” can even be called a “state”. This article aims to identify significant, conceptual positions by which one could answer whether an empire is a state, and if so, what kind.

There is no single definition of “state” generally recognized in science and enshrined in law. It is defined through the ability to enter into diplomatic relations, through sovereignty, through the apparatus of coercion, etc. This was shown in detail in the works of such scientists as B. Badi, S. A. Baburin, S. Eisenstadt, R. Nozik, K. Skinner et al. However, there is still a certain generalization. The term “state” is used in two main semantic connotations. The first one denotes all historical political entities that have ever entered into diplomatic contacts with each other, warriors, trade and other alliances, had supreme power, an army, a coercive apparatus, a legal system, were states or were considered such. In this meaning, the concept of “state” is used in everyday communication, in journalism, in general political science and in general history. In this sense, “empire” is, of course, a state. More precisely, a specific type of state.

The study of this problem can have many aspects, of which in this article we will touch on several, but the central ones.

In the work of University of London professor Quentin Skinner, “The Concept of State in Four Languages,” this issue is analyzed in detail.

The word “state” seems completely familiar to us. But its modern meaning, as well as the process of formation, is the result of linguistic and political innovation of the 14th-15th centuries. And to the Roman Empire, Professor Skinner argues, the concept of “state” is not applicable: there is what the Romans call res publica: “public power”, “common cause”. Of all the institutions of the modern state, only taxes and the army took place in the Imperium Romanum. The Latin word status, along with such national language equivalents as estat, stato and state, became commonly used in a variety of political contexts only from the 14th century. Lo stato, a term used by Machiavelli, during his lifetime did not yet mean “state” in the modern sense. Machiavelli designated with this neologism - “Lo stato” a new reality for his time - the so-called “new monarchies”, which we, descendants, know under the designation “absolutism” and “absolutist monarchies”. The rulers of these monarchies destroyed the previous system of social hierarchy, considering both the upper noble stratum and the lower classes as tools in achieving the goals of the state mechanism. Administrative power in the era preceding the life of Machiavelli, that is, before the Reformation, before the crisis of feudalism, could not be called “Lo stato”, and did not correspond to this concept. Accordingly, empires that appeared in the de-Renaissance, pre-Machia-Vellian era are not “Lo stato”.

In Russian history, the regimes of Ivan the Terrible and Peter the Great most closely corresponded to the essence of “Lo stato”, who, for the sake of their political

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goals were not taken into account either with victims or with methods, and, which is significant, they behaved equally cruelly with representatives of all social strata, like, for example, Henry VIII.

But, even without knowing about Skinner, from history we know about a scientific trend that took place at the end of the 19th century, which argued that in the era of nationalism and imperialism, multinational and multilingual states - relics of the three previous centuries - are doomed to destruction, and the future belongs to large states with large territories uniting homogeneous nations. On this idea, which itself was a hybrid of growing nationalism and expansionist imperialism, the Second - the Kaiser's Reich, and, later, of course, the Third, were largely built. Nationalism and the nation state were conceived as socio-political units of significant size, prone to dominance in international politics. Contrasting their empires was not yet relevant, and contemporaries considered it natural for one form of political organization to flow into another. Only as a result of the Second World War was there a distinction between “national states” proper and modern empires - superpowers.

What kind of state then should we consider the empire to be? Civitas, stato and state can be applied only to a limited extent: maximum - in relation to the maritime colonial empires of the New Time. Each of these concepts can be included in the imperial

structure, but their logical scope of the empire is not identical. The situation is complicated by the fact that there were several historical types of empires themselves: continental, colonial, nomadic. Superpowers is a term applicable and used for the last 60 years and now.

The second aspect of the identified problem lies in the “national state” itself, or more precisely, in the correspondence of real national states to the idea of a national state as such.

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Even from this brief overview it is clear that comparing empire and state can involve a serious terminological pitfall.

“State-political,” according to A.F. Filippov, is formalized insofar as we are talking about its delineated boundaries, which separate it not from the non-political, but from another political form, another state... Its form is determined from within, since the state is sovereign on its territory. Its form is also determined from the outside, since the entire controlled space is occupied by other states. However, in any case, the border remains a social artifact, since it divides many states that are similar to each other on a geographic pattern.

“Imperial-political”, according to A.F. Filippov, is distinguished by the fact that the imperial figure can, of course, observed from the outside, especially in the current, globalized world, be indistinguishable from a large state. But the meaning of imperial space is that from within the empire it is contemplated as a kind of small cosmos, built-in

into the larger - the total order of being - but not at all into the system of international relations, where only mutual recognition of states guarantees the safety of borders. The space of empire does not need such legitimation.

Although the words of A.F. Filippov should be considered as one of the possible interpretative versions, it still indicates aspects of the difference in the meanings of “state” and “empire”.

Without pretending to be exhaustive of the stated problem, we will formulate the following provisions.

An empire is the essence of a state. But it is not lo stato (state), although the state itself may be its component - the metropolis. An empire is a specifically organized administrative entity operating within the space over which it is capable of extending its influence.

The question arises of how to typologize their relationships. It is necessary to determine a feature that would be common to all historical states. It would be nice to choose “legitimacy”, but this will not be true. History is full of examples of the existence of states even without internal legitimacy: they are called tyrannies. In addition, legitimacy is rather a quality of power. “Sovereignty” is also not suitable for this role: not all states of the modern world have full sovereignty; the same can be observed in historical retrospect. The right to use force remains; armed force.

Max Weber, and after him Shmuhl Eisenstadt, are only the most famous names among those who define

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state through law or simply the ability to use force. But the instruments of physical coercion - the police or the army - are precisely instruments, attributes of the central state institution - the institution of administration.

If we use the criterion of “administration” as an identifier common to all states, we will get approximately the following scheme (Fig. 1).

if the latter term is used to designate a class of historical and political actors. Moreover, “empire” is a term that already correlates with the specific designation of several historical types of empires - continental, colonial, nomadic, superpowers, etc. Other states belong to a different type of historical and political subjects.

Literature:

1. Aristotle. "Policy. Athenian polity." M, Mysl, 1997. 343 p.

2. Baburin S. N. World of empires: territory of the state and world order. M.: Master Infra-M., 2010. 534 p.

4. Weber M. Selected works. M., 1990. 808 p.

5. The state as a work of art: 150th anniversary of the concept: Sat. articles // Institute of Philosophy RAS,

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Moscow-Petersburg Philosophical Club; Rep. ed. A. A. Guseinov. M.: Summer Garden, 2011. 288 p.

6. Grinin L. E. Political section of the historical process. The state and the historical process. M. Liebrock. Ed. 2, rev. and additional 2010. 264 s

7. Winged Latin expressions. 4000 famous phrases, sayings, and expressions from the great authors of antiquity. Compiled by Tsybulnik Yu. S. M.: EKSMO, Folio, 2008. 430 p.

8. Locke J. Works in three volumes: T. 3. M.: Mysl, 1988. 668 p. (Philos. Heritage. T. 103). 406 pp.

9. Malkov S. Yu. Logic of the evolution of the political organization of the state. M.: Com Book, 2007. 345 p.

10. Nozick R. Anarchy, state and utopia. M.: IRI-SEN, 2008. 456 p.

11. Skinner K. The concept of state in four languages: Sat. articles / Ed. O. Kharkhordina. SPb.: European University in St. Petersburg; M.: Summer Garden, 2002. 218 p.

12. Filippov A. F. Observer of empire (empire as a sociological category and social problem) // Questions of sociology. 1992. No. 1. P. 89-120

13. Eisenstadt Sh. Disruptions of modernization // Emergency reserve. 2010. No. 6 (74).

14. Etztoni A. From empire to community: a new approach to international relations. M. Ladomir 2004. 298 p.

16. Jasay A. de. Against Politics. London: Routledge, 1997. P. 543.

17. John A. Armstrong, Nations before Nationalism (Ghapel Hill: University of North Carolina Press, 1982); Michael W. Doyle, Empires (Ithaca: Cornell University Press, 1986); Suni, Ronald Grigor. Lessons from Empire: Russia and the Soviet Union. / FORECAST £, Number 4 (8), Winter 2006, pp. 136-161.

1. Aristotle. “Policy. The Constitution of the Athenians.” M., Misl, 1997. 343 p.

2. Baburin S. N. World of empires: territory of the state and world order. M.: Magistr Infra-M., 2010. 534 p.

3. Badi B. From the sovereignty of the state to its viability // World politics and international relations in 199o-s: ideas of the American and French researchers: Transl. from English and French / Edited by M. M. Lebedeva and P. A. Tsi-gankov. M., 2001. 238 p.

4. Veber M. Selecta. M., 1990. 808 p.

5. State as a piece of art: 150th anniversary of the concept: Collection. of articles // Institute of philosophy RAS, Moscow-Petersburg Philosophical club; Editor-in-Chief A. A. Guseinov. M.: Letniy sad, 2011. 288 p.

6. Grinin L. E. Political aspect of a historical process. State and historical process. M. Librokom. Edition 2, changed and revised. 2010. 264 p.

7. Catch Latin phrases. 4000 famous phrases, aphorisms, set phrases by outstanding ancient authors. Compiled by Tsybulnik Yu. S. M.: EKSMO, Folio, 2008. 430 p.

8. Locke J. Compositions in three volumes: V 3. M.: Misl, 1988. 668 p. (Philosoph. Heritage. V. 103). 406 p.

9. Malkov S. Yu. Logics of evolution of a political organization of the state. M.: Kom Kniga, 2007. 345 p.

10. Nozik R. Anarchy, state and Utopia. M.: IRISEN, 2008. 456 p.

11. Skinner K. Notion of the state in four languages: Coll. of articles / Edited by O. Kharhodin. StPetersb.: European university in StPetersburg; M.: Letniy sad, 2002. 218 p.

12. Fillipov A. F. Observer of an empire (empire as a sociological category and social problem) // Voprosy sotsi-ologiyi. 1992. No. 1. P. 89-120

13. Eisenstadt Sh. Break of modernization // Emergency reserve. 2010. No. 6 (74).

14. Etzioni A. From the empire to the community: a new approach to international relations. M. Ladomir. 2004. 298 p.

15. Claessen H. J. M. 1996. State // Encyclopedia of Cultural Anthropology. Vol. IV. New York. P. 1255

16. Jasay A. de. Against Politics. London: Routledge, 1997. R 543.

17. John A. Armstrong, Nations before Nationalism (Ghapel Hill: University of North Carolina Press, 1982); Michael W. Doyle, Empires (Ithaca: Cornell University Press, 1986); Suni, Ronald Grigor. Lessons of empire: Russia and Soviet Union. / PROGNOZIS^, Number 4 (8), Winter 2006, P. 136-161.

FROM EMPIRE TO NATIONAL STATE
(An attempt to conceptualize the process)

(Polis, No. 6(36) 1996. - P. 117-128.)

Among the mass of new concepts that have established themselves in our political vocabulary in recent years, there is one, at first glance not the most noticeable - the concept national interests. Authors of various political orientations write about national interests. In the Soviet era, the entities that stand behind this were conceptualized, formed and implemented in a completely different way. Taking a superficial look at things, it may seem that the national interests of the Russian Federation coincide with the state interests of the USSR. This is not the case, however.

The problem of national interests and the controversy around it deserve attention. Moreover, a conversation on these topics that goes beyond the scope of journalism requires preliminary work. It is necessary to clarify many definitions and distinguish between such entities as a nation, a national state, on the one hand, and an empire, realizing a qualitatively different type of statehood, on the other. Accordingly, it is necessary to separate national and imperial interests*, to describe, at least briefly, the logic of the formation of the first and second, etc. Generally speaking, the relationship between the concepts of “ethnic group,” “nation,” and “people” is a very confusing problem.

[* In modern political journalism, authors with a traditionalist orientation often express imperial meanings in the concepts of “power,” “power,” and “power interests.” The concept of “power” and its derivatives acquired imperial, sacred, and primordial meanings. As M.V. Ilyin writes, this word “is so loaded with imperial meaning that it has actually come to mean the imperial political principle in its specifically Russian form” (1).]

The most academic and least discussed outside the scientific literature is the concept of an ethnic community or ethnos. It is presented in the modalities of tribe, nationality, nation. Its characteristics: a historically emerged community, characterized by the unity (proximity) of language, anthropological type, culture.

People is a multi-valued concept. A tribe, all citizens of a certain state, or a nation can be called a people. In any case, this concept is value-laden, and therefore subject to ideological distortions. For example, in Soviet ideology, the exploiting classes were erased from the people. The people were understood to be the lower classes, the “common people.” As a result of all this, when understanding the proposed problems, it is better to remain within the framework of the ethnographic tradition and do without the ideological concept of “people”.

After the collapse of the “only true teaching,” a wide variety of interpretations of the nation are offered. However, when analyzing the proposed concepts, it should be remembered that they often have certain ideological positions behind them. They set the parameters for understanding this phenomenon. At the same time, ethnographers, historians, and political scientists have developed some conceptual models that are more adequate to the essence of the matter. Summarizing them, we can identify something that is at least generally significant. The stable characteristics of a nation include: a historical community of people that develops in the process of forming the unity of their territory and a system of connections - economic, political, cultural, ethnic. The emergence of a nation is determined by the formation of an autonomous human personality as a mass type (the basic subject of society). As a result, national identity develops. A nation is the result of a newly formed union of people after the collapse of traditional (archaic) communities that remain in the body of the feudal state (K. Kasyanova). Let us note that Marxist science grasped this circumstance, although it expressed it in the conceptual framework inherent in Marxism, pointing out that nations are formed on the basis of capitalist commodity relations. The natural result and necessary moment of nation formation is the creation of a national state. During its formation, a nation, as a rule, absorbs close (related) ethnic groups, but at the same time “sucks in” not too large - incommensurate in its volume with the volume of the basic core - ethnic groups, more or less alien from the point of view of culture and language.

If the process of such integration fails, the areas of residence of the ethnic communities in question are torn out from the general process of nation formation, and therefore inevitably from the borders of the emerging national state*.

[* In fact, the process is complicated by uneven development. An ethnos, initially included in a new nation, but not completely integrated into it, may at a certain moment in the development of civil society “wake up” and begin the struggle for national isolation. The situations of Quebec, Northern Ireland, northern Italy, Flemish Belgium, the Basque Country tell us that the process of the genesis of nations in countries implementing the nation-state model is clearly not completed.]

How stable are nations as a historical phenomenon? So far, they are very stable, although there is no shortage of forecasts about their disappearance. With the emergence of new transnational communities in Europe and America, a situation arises that has signs of a crisis of a nation. In all circumstances, nations, as a specific historical phenomenon, are subject to a general law governing the birth and death of sociocultural forms. They arise due to the fact that at a certain moment in historical development they turn out to be adaptive forms of structuring an ethnocultural organism, and will disappear if they cease to be such.

Nations are formed as medieval integrity is eroded, in the process of secularization of society and culture. The old structure of the world collapses and a new one arises in its place. This is a multifaceted process. One of the sides of this transformation is the movement of the sacred, meaning-giving and structuring center from the sphere of transpersonal communities - clan, family, government, church - to the individual. This transformation is realized through the collapse of the world of what should be, the transition to the paradigm of reality, the “disenchantment”, in Weber’s words, of the world, through the replacement of patriarchal, aristocratic and theocratic models with the model of civil society, and finally, through the movement of the target positions of society from goals interpreted as final and absolute, to the interests of citizens.

The nation and national state as a factor in modern European history emerge in the 17th - 18th centuries. Originating in the north-west of Europe (Holland, England), this process diverged from the point of its birth to the periphery and at the turn of the 90s of the 20th century. a wide arc covered South-Eastern and Eastern Europe. The collapse of Yugoslavia, Czechoslovakia and the Soviet Union and the birth in their place of a number of national states apparently ends the imperial era in the history of Europe. The nation state turns out to be the absolutely dominant form of statehood on the continent. Accordingly, new, post-imperial forms of integration of nation states are emerging in Europe.

So, let's formulate our own definition. A nation is a stage in the development of an ethnic group, characterized by the massive formation of an autonomous individual, the secularization of consciousness and culture (the dominance of secular forms of consciousness), the formation of a civil society and a national state. One of the leading functions of such a state is to be a mechanism for realizing national interests*.

[* Naturally, the nation state not only realizes interests, but embodies and affirms ideals, myths and values. However, in this study we highlight this aspect.]

The basic integrator of the national state is the nation. The nation is found in national self-awareness, which acts as a force that gives birth and reproduces such a state. A person belonging to a nation is determined through ethnocultural, national self-identification.

A typical traditional (medieval) state easily integrated quite different ethnic communities. It was based on non-ethnic integrators and absorbed local elites. Given the isolation of individual regions and the absence of a specific powerful phenomenon - national consciousness - various ethnic groups could live for centuries under one state roof. The end of the Middle Ages created new integrators and put an end to traditional states.

Let's move on to the empire. The definitions of empire given in the reference literature disappoint us. They are characterized as large or multi-ethnic state entities. Sometimes the enumerative principle is used, which generally indicates the capitulation of theoretical thought, or an attributive definition is given: states headed by an emperor. Rulers of Ethiopia in the 20th century. called themselves emperors. Was Ethiopia an empire? There is no answer to the question - what is imperial quality? What is the basic empire integrator?

In the most general understanding, an empire is a large (very large) state, which is perceived by its subjects as the whole Universe*.

[* Thus, A.F. Filippov draws attention to the boundlessness of the space of the empire, to experiencing it as a “perfect, infinitely expandable cosmos” (2).]

As a rule, such states are multi-ethnic and very stable, form a powerful bureaucratic tradition, and rely on traditional structures.

Historians distinguish two types of empires: early (ancient) and empires that emerged after the Axial Age. The nature of early empires is a special question. However, with the emergence of world religions, empire is first and foremost an Idea. Monotheism brought into the world the idea of universal truth. This universality had one socio-historical consequence: it turned out to be the ideological justification for the universal imperial idea. Medieval people perceived the empire as a projection of the highest sacred truths onto the space of geopolitical reality, as the embodiment of God's Plans. Let us denote this primary type of empire as traditional or theocratic (ideocratic) empires.

Of course, the very Idea in question is never accidental. The ideas that gave rise to great empires were forms of discovery of civilizational synthesis. In other words, the embodiment of a historical imperative. They explicated and gave a name to a potentially existing community that was taking shape on the territory of a certain ethnocultural region. The cultural circle, the suboikoumene, realized itself in the religious Idea. Otherwise, no Idea would have won.

So, if the basic integrator of the national state is the nation, then the basic integrator of the traditional empire, in our opinion, is the Idea. It is embodied in the values of Faith (ideology) and a special socio-cultural complex - the imperial consciousness. At the level of an individual subject, imperial consciousness is realized in the forms of confessional (ideological) self-identification: true believer, good Catholic, Orthodox, Soviet person.

In relating the empire and the nation-state, it should be remembered that the nation-state occupies the place vacated by the collapse of the empire. And this change records the various stages of history. Great empires carried out a synthesis of large civilizational circles. National states arise in their place - i.e. within established civilizations. Their emergence marks the next stage of development, associated with secularization, the end of Great Ideas and the formation of new development mechanisms. Understanding the empire as the earthly embodiment of Truth explains, I think, the main specific features of the empire.

Thus, a full-fledged medieval empire is fundamentally limitless. Its ideology rests on an unshakable belief in the absolute, universal nature of beliefs and values, of which the empire is the earthly reflection. Therefore, any boundaries are temporary, surmountable in the future and can be moved at every opportunity. Reality poses certain geopolitical barriers and ethnocultural boundaries, beyond which the assimilation of foreign material is practically impossible, raises the limits of limitless aggression, and dictates the need to create satellites. But the ideology of the empire and its metaphysics “dream” about world dominion. This is how Byzantium, the Caliphate, the Ottoman and Russian empires, and the USSR were structured.

Let's give some examples. Objecting to today’s “Russian nationalists” who “seek to drive Holy Rus'... into more or less compact borders,” the ideologist of the Orthodox empire Tatyana Glushkova writes: “... after all, from a spiritual point of view, Holy Rus' is limitless, why do they put it with political acumen? her on the Procrustean “national” bed, these Orthodox sovereigns?” (3). So, the empire is an earthly reflection of the heavenly spiritual substance, and since Holy Rus' is limitless, the Russian Empire cannot have finite borders. To set eternal boundaries for a religious empire means to doubt the divine, universal character of the Truth that gave birth to it. Medieval man experiences empire as a reflection of God in earthly topology. Both Orthodoxy (communism) and the Orthodox (communist) empire may not be universal, not universal only temporarily, until the Creator or History has completed the period of testing people. But the day will come when the Teaching, and therefore the Empire, will embrace the whole world. This is the basis of traditional religious consciousness. How do you spell. Matveev, “the imperial principle is essentially limitless, the boundaries of the empire are indicated only by the balance of power established at the moment...” (4).

The nation state as a political form of a nation is fundamentally limited. It can lay claim to territories inhabited by compatriots, if for some reason they find themselves within the framework of another state, as well as to a sphere of interests, and in this sphere it seeks to control political reality, but not to absorb anyone. For such a policy carries a direct danger for the nation, since the integrative potential of any nation is finite, and the process of integration of the conquered, as history shows, is unpredictable*.

[* By the 18th century nationally oriented politicians in Western Europe realize the futility of conquests and annexations of foreign ethnic territories in Europe itself. The national principle begins to transform traditional political thinking.]

Another fundamental difference between the national and imperial models lies in the relationship between the individual and the state. In an empire, each person and population as a whole is a means. The goal of the empire is the Idea, the reflection of which the Empire is. The purpose of the nation state is to serve society, i.e. a collection of autonomous and socially stratified autonomous individuals. The state, “constituted by the communication of self-interested individuals” (A.F. Filippov), turns out to be an instrument for achieving the goals and interests of these individuals.

Let us turn once again to the current ideologists of the imperial paradigm. M. Nazarov states: “Liberal democracy, unlike Marxism, does not reject God’s Plan so openly and violently. It only ignores this plan, proclaiming the freedom of man to choose his own path to achieve personal earthly happiness.” And further: "... only the Orthodox worldview puts the state in the right place in the scale of values between the individual and God. The state... is only an organ of serving a higher value - the Plan of God" (5). From the point of view of an imperial person, the state does not exist to protect the legitimate interests of its subjects (there can be no talk of citizens here), but to serve the Plan, as the medieval consciousness understands it.

From this core principle of state philosophy flow the specific political forms of both the empire and the national state. The nation state implements the democratic principle that affirms the sovereignty of the people; empire is hierarchical, affirming the sovereignty of the autocrat, monarch, highest hierarch as a mediator between Truth and subjects, standing immeasurably above all mortals. Hence the difference in models of government, political practice, and styles, political mentality, etc.

The goals and interests of both the nation state and the classical empire can be correlated in one more respect. The goals and values of the medieval empire were irrational. They are transcendental to man. In addition, the goals of the empire are incomparable with the goals of its subjects in terms of value, for the goals are divine, and the subjects are nothing more than a means to achieve these goals. At the limit, the entire society without a trace can and must be sacrificed in the name of infinitely great goals. There is no need to talk about any interests of citizens here. State, imperial, sovereign interests are a projection of the transcendental goals of an ideocratic society onto the screen of political reality. Sacred goals are irrational and fundamentally mythological.

There is a serious and tragic distance between the ultimate goal of the imperial project, as it is seen in imperial mythology, and the objective result of the implementation of this goal. The ideal goal is a World Empire. The reality is the fading or collapse of the ideocratic empire and the dissolution of the ethnic group of the metropolis in the general mass of the empire's population.

National goals are a product of the New Age, the era of the “disenchantment” of the world. They are fundamentally rational and do not go back to the human interpretation of God’s Plan, but to the individual. Actually, the goals of the national state come down to sustainable and prosperous self-sustainment and unfold in a different dimension than the great imperial goal, which, being affirmed politically, results in the “absorption” of its neighbors. Social and economic progress, competitive development, and maintaining the high status of one’s own state are not associated with a revision of borders. Significant for a nation state and is always relevant the other category is national interests. National interests are a projection of legitimate personal goals and interests of the majority of society. The state acts as a mechanism for capturing these interests, their integration, formulation and implementation. Thus, the interests of society acquire the status of national ones and become a guideline for specific state policy.

The ideologists of the empire avoid understanding their claims and needs in the category of interests. In that fundamental difference value systems medieval and civil society. Interest is a supposedly base, egoistic thing and inappropriate for the earthly embodiment of the highest Truth. Therefore, the ideologists of the empire prefer the ideal category of goals. One can and should sacrifice for the sake of goals. And sacrifice is the main virtue of a subject. An ideal subject, from the highest dignitary to the last soldier, should not have his own interests other than the interests of the Cause, Faith, Idea. In reality, of course, there are interests and goals. However, they are interpreted in inappropriate ideological constructs that distort the essence of the matter. In addition, the ultimate goals of a religious empire are chimerical and fundamentally impossible to achieve.

Further, the design of a theocratic society is such that both goals and interests turn out to be the sphere of interpretation, development and implementation on the part of the political elite, which considers subjects as a means, as raw material for the affirmation of the highest Truth. In such a situation, the goals and interests of the state are inevitably transformed into the goals and interests of the bureaucracy. There is an important point here - we are talking about bureaucracy as a single self-interested entity. In any empire, in the later stages of its history, emperors appear who identify themselves with the idea of empire. They can rely on a relatively narrow layer of associates. This group comes into conflict with the imperial bureaucracy and inevitably loses. Either the idealistic emperor abandons active politics and accepts the order of things, or he is removed. The outcome of this conflict is determined by the fact that any empire inevitably turns into an organism that ensures the life and prosperity of the apparatus.

The rational component of the imperial understanding of its own interests is inevitably combined with irrational supergoals. National interests and goals, on the contrary, are fundamentally rational. They are born after the “disenchantment” of the world and imply achievability and reality. A necessary element in the formation of the concept of national interests is linking them with the legitimate (i.e. normal, fair, equal) interests of other subjects of world politics. In the imperial paradigm, the only legitimate interest of others is seen - to stand under the arm of the Empire and accept its Faith. All other interests are illegitimate, and this outcome is ultimately supposedly inevitable.

National interests are fundamentally dialogical. This means both dialogue within society in the course of formulating the concept of interests, and dialogue with other states in the course of interrelating concepts of interests. National interests are constantly assessed and correlated according to the “game/dressing” principle. Revenues and benefits must cover the costs of the policy. Otherwise, specific political goals are meaningless. Imperial goals are fundamentally beyond evaluation from a cost-result point of view. Since the goal is world domination and the kingdom of Divine Truth, there is no such sacrifice and effort that would be excessive for this. In reality, however, rulers of empires are forced to count the costs. Even Stalin could not sacrifice more than a fifth of his subjects, because someone had to be controlled. But the scale of squeezing and scattering of both human lives and resources in the traditional empire and in the national state is not comparable.

Imperial goals and interests are fundamentally monological and esoteric. They are thought of as having fallen from heaven. In fact, these concepts, as already mentioned, are developed by the political elite of the empire in the course of coordinating the claims and interests of individual groups and the power stratum. Naturally, all this happens outside of a broad and open dialogue, because complete closure is an attribute of sacred Power. Imperial goals and interests are no less monological in relation to neighboring states, since imperial Power has no equal in the Universe and is answerable only to the Creator.

Addressing this topic, A. Yanov shows the evolution of the status claims of Ivan the Terrible. In 1558, in a note to the Danish king, the tsar indicated that it would not suit the latter “to call such an Orthodox tsar and autocrat of all Rus' Brother.” Two years later, Ivan’s diplomatic correspondence mentions two sovereigns equal to him - the Roman Caesar, and even the Turkish Sultan, who are “the first sovereigns in all kingdoms.” In 1572, the Caesar was also removed from the circle of equals, “because besides us and the Turkish Sultan, there is no sovereign in any state whose family would reign continuously for two hundred years... And we are the rulers of the state, starting from Augustus Caesar from the beginning centuries." In 1581, Ivan claims that “by God’s mercy no state has ever been high for us” (6). True, in reality, the imperial government is forced to reckon with the order of things and with foreign political forces. But this is a reality that does not fit into the mythology. Therefore, taking it into account is a compromise, a departure from the ideal. Ivan the Terrible satisfied the ideal of imperial power. After his reign, the Empire fell apart, but that is another matter. The consciousness that exists within the imperial myth should not know that the consistent implementation of this mythology leads to the collapse of statehood.

It is obvious that in the national state and empire the individual and collective subjects are different: the autonomous human personality is in the national state; the subject of traditional society - in the empire; accordingly, the traditional, often class, society of the empire - and the civil society of the national state. From the above comparative description it should be more or less clear what the author understands as the subject of a national state, i.e., a nation.

In turn, traditional society has existed from time immemorial. It did not disintegrate into individuals and did not experience being reunited, which is the process of the birth of a nation. Traditional society has a certain ethnic substratum. And if this ethnic group, due to a number of circumstances, turns out to be the basis for the formation of an empire, we are dealing with the ethnic group of the metropolis.

An imperial ethnos and a nation are distinguished by a basic intention. Nations focus on private interests, on isolation. The formation of a nation is an act of fencing, allocating some own space, fixing one’s uniqueness. Imperial ethnic groups strive beyond the horizon, obsessed with the desire to dissolve everything within themselves. It always ends the same way (if the empire is not dissolved in time): they themselves dissolve without a trace in the dissolved and disappear.

As history shows, some peoples create empires, others do not. To designate the ethnic groups that give rise to empires, a defining term is needed. Sometimes they turn to the concept of “historical peoples,” but, in our opinion, it is very vague. We should be talking about the ethnic group of the metropolis, about the ethnocultural basis of the traditional empire. Yu.M. Borodai claims that the Russians are an empire-forming nation. The concept “imperium-forming” is extremely successful, expressing the essence of the historical intention inherent in the ethnic group of the metropolis. However, in the proposed categorical system, the empire-forming integrity cannot be called a nation. Therefore, we accept Borodai’s formulation with the clarification - empire-forming ethnic group.

There is a huge special topic - the qualitative characteristics of the empire-forming ethnic group; historical conditions and prerequisites for the formation of such ethnocultural entities. Let us leave these problems outside the scope of our study, limiting ourselves to the fact that some peoples carry within themselves the impulse to create empires and the imperial model is imprinted in their cultural code, while others do not.

In addition to all of the above, an empire and a nation state differ in their system of values, myths, the nature of culture, and finally, projects. However, we are interested in another problem: how to separate the historical perspectives of the ethnic group forming the state in the empire, on the one hand, and the national state, on the other. With this problem in mind, let us first turn to the phenomenon of imperial bureaucracy.

THE PROBLEM OF BUREAUCRACY

Let us recall M. Nazarov’s thesis that a true state must be an organ serving the Plan. A modern person, who most sincerely tries to accept the system of arguments of a medieval ideologist, cannot help but wonder how the interpreters of theocracy know God’s Plan. For Nazarov, everything is obvious here: the truth of the interpretation of this plan is guaranteed by the holiness of the church. Further, the principle of the symphony guarantees the merging of the goals and interests of the earthly and heavenly authorities. In other words, to remove all doubts, not only unconditional faith in God is necessary, but also equal faith in the Church (Party). In this indissoluble integrity lies, in fact, the essence of medieval consciousness.

An outside observer of this most interesting phenomenon may notice that the ideologists of theocracy are making a fundamental substitution, which, first of all, is not recorded by them. Theocracy, according to direct translation from Greek, is the rule of God. However, such power is fundamentally impossible. In reality, regimes posing as theocratic ones implement power in the name of God, or theonomycracy. That is, between God (Truth, Idea) and the empire as its earthly embodiment, a mediating authority arises - elite, political and ideological, of this very empire. One can, of course, believe that the layer we are considering does not have any goals or interests of its own, and the impulses emanating from this sphere are of an absolutely ideal nature. However, general history and some general ideas about human nature evidence in favor of a different point of view. The power elite of the empire, outside the control of society - and this position is set by the hierarchical principle basic to the empire - is doomed to degenerate into a self-interested corporation. This is what happens at the end of the heroic stage of imperial development.

In reality, the traditional empire, from the moment the state apparatus is emancipated from the Idea, begins to live in the name of the ruling layer - the bureaucracy and social forces that monopolize this layer. This is where the decline of the traditional empire begins. The very emancipation of the elite from the Idea is inevitable, determined by human nature and the laws of social development.

IMPERIAL CYCLE AND INTERESTS OF THE NATION

The dialectic of the relationship between the objective interests of the empire-forming ethnic group and the empire it created, the relationship between the metropolitan ethnic group and the imperial development scenario are revealed in the imperial cycle. What is the logic of the imperial cycle, that is, the unfolding of an empire?

Three stages can be distinguished in the life of the empire. The first is the formation of an empire. At first, the idea of universal, divine Truth takes possession of some people who are at the stage of “passionary” takeoff. He becomes imbued with it and begins to push the boundaries, expanding the territory of the Kingdom of Truth and at the same time his power. This is the most ideologically convenient and heroic phase of imperial existence. For the natural egoistic interests of the empire-forming ethnos turn out to be packaged in ideas that claim to be universal, and not only individual people, but also entire nations can satisfy their desires, understanding them as a service to ideal aspirations.

At this stage, the fundamental conflict, on the one hand, between finitude, limitation in time and space, the qualitative certainty of any ethnic group and, on the other, the pan-human, non-national character of any universal idea has not yet been realized in its tragic insurmountability. For some time, society lives with the illusion that over time it will be possible to “oroise”, “brain”, “turkish”, etc. of all subjects, and the new community will demonstrate the unity of faith (ideology) and ethnocultural complex. At the level of the common masses, the ethnically and culturally significant consequences of imperial expansion are not yet felt, and at the level of the elite, chimeras like a “new historical community” are in circulation.

The second stage is the era of boundary equilibrium or “plateau”. Its essence is in the unstable balance of the basic and the captured. The empire had already gone beyond the boundaries of its ethnocultural region and was faced with the inability to integrate bearers of a different civilizational quality into a homogeneous whole. But this is not yet perceived as a direct threat to the ethnocultural base of the empire. Note that for Russia this boundary will be the era from Catherine to the second half of the 19th century. The most perspicacious thinkers and poets of the empire begin to understand that in its logical development the latter carries within itself the negation of the ethnos of the metropolis and welcome this as a feat of supreme self-denial in the name of the final Truth (Tyutchev). Although this outcome is considered as a more or less distant prospect (7).

Here the first failures and military defeats are already appearing. Fatigue sets in. Passionarity decreases. However, the empire and its elite remain and, true to ideology and historical inertia, continue to move in breadth. This is how the third stage of the imperial cycle unfolds - decline and destruction.

Since in Christianity there is “neither Greek nor Jew,” the universal idea, by definition, carries within itself the negation of the idea of an ethnos-imperial builder. And as the Empire becomes truly great, commensurate, if not with the entire globe, then at least with the ecumene, the era of the most severe crisis of the imperial organism begins. When the conquered territory and population exceed the volume of the ethnocultural base of the empire by 3-4 times, the real prospect of dissolution in the conquered world or the prospect of disintegration begins to loom before the metropolis. The first is a disaster for the empire-forming ethnic group and its culture. The second is for the bearers of the imperial tradition, as well as for the imperial elite itself.

At the third stage, the population of the empire discovers that the vector has been broken. The vector of assimilation, which yesterday promised the complete dissolution of everyone without a trace into the ethnic group of the metropolis and the creation of a new historical community, “enriched” with elements of the cultures of the conquered peoples, is changing to the opposite. And the peoples, which just yesterday seemed almost dissolved, doomed to disappear into a new community, suddenly rise as if from oblivion. People remember their language and culture and “fall out” from the thick of the superficially assimilated culture of the empire. G. Knabe in the monograph “Materials for lectures on the general theory of culture and culture of ancient Rome” describes a very interesting phenomenon: in the monuments of the 3rd century. Historians encounter documents compiled in the languages of long-conquered and seemingly completely Romanized tribes. At the same time, the vector of territorial expansion is being broken. The territory of the empire went beyond any natural range. It is basically impossible to hold it stable. But, as a rule, one doesn’t have the courage to leave. And therefore there is a gradual retreat, interspersed with meaningless attempts to turn the situation around, to return at least something from everything that is doomed to go away forever. Wars cease to bring any resources or advantages to the mother country. True to the imperial scenario, the metropolis is exhausted in fruitless attempts to regain irretrievably lost lands. The ethnos of the metropolis, which yesterday was still gaining, is beginning to lose too much.

It gradually becomes obvious that the Imperial Project did not take place. Regions belonging to another civilization do not accept the great Idea, but remain only subjects and retain their civilizational identity. Outside “their” civilizational circle, the traditional imperial policy of assimilation does not work. Next, the process of degeneration of the core of the empire unfolds. The ruling elite, in accordance with the logic of creating a multiethnic whole, loses its monoethnicity and turns into a non-national complex that has no cultural roots and ties with the empire-forming people, and therefore is confined to its purely selfish, corporate interests, and these boil down to the expansion of power, power, and privileges , turn into the robbery of the provinces of the metropolis while maintaining some freedom on the outskirts in exchange for loyalty to the center. The life of some of the conquered territories turns out to be much more satisfying and less burdensome than the life of the metropolis. In the metropolis itself, an irreversible process of depopulation of the province is unfolding. Peasants are scattering, provincial towns are withering away. Life is in full swing in the capital, which is flooded with representatives of conquered peoples and turns into Babylon.

The universal base of all traditional empires is being undermined - the rural community of the empire-forming ethnic group. Endless wars on the outskirts, which are inevitable when a state claims to retain territories outside its geopolitical and civilizational circle, exhaust the metropolis. The empire turns into a force that is clearly opposed to the interests and prospects of the empire-forming ethnic group. The elite, the bureaucracy, the army become forces that are absolutely alien to the people of the metropolis (ethnically, culturally and spiritually), sucking all the juice out of them (these people) to maintain the decrepit state. The ethnicity of the metropolis finds itself in a situation of overstrain. The prospect of dissolution stands before him in full view. The people who created the empire are seized by apathy.

By this time, the collapse of hopes for the implementation of a large imperial Project becomes absolutely obvious*.

[* In Byzantine society in the era of decline, there were intellectuals who called on the emperor to give up the title of Emperor of the Romans, which had lost all meaning, and declare himself king of the Hellenes. Characteristically, this did not happen. Byzantium, which had fallen into complete political insignificance, disappeared into oblivion in the splendor of imperial memories and ridiculous for the 15th century. universal claims.]

At some stage, the ethnocultural assimilation of the vanquished imperceptibly degenerated into the assimilation of the conquerors into the sea of the conquered. The empire is retreating on all fronts: its satellites are falling away from it on its borders, and “foreigners” are ruling the roost in the capitals. It is no longer the imperial ethnic group that is conducting mass settlement in the conquered territories, but “barbarians” and “foreigners” in separate islands populating sparsely populated territories in the zone of traditional settlement of the metropolitan ethnic group.

Moreover, those who yesterday were in a hurry to declare themselves true believers (Rome, Russian, etc.), suddenly remember their roots; a new post-imperial reality arises within the not-yet-deceased empire. For the empire-forming people, the time of historical reckoning is coming.

If we talk about some objective interests of the people as a systemic whole, as a special self-reproducing integrity, which is in constant competition with other peoples for territory and resources, then the relationship between the interests of the empire-forming ethnic group and the empire undergoes a certain metamorphosis. On initial stage these interests coincide. The influx of people and resources, the creation of a strong state that has not yet escaped too far beyond the boundaries of its ethnocultural circle, works for the ethnos. But then the interests of the empire and the ethnic group begin to diverge. Hence the signs of fatigue: the alienation of the state (authority) from the ethnic group, extreme efforts spent on retaining territory that has become unbearable, the “Babylonization” of the center. At a later stage, the empire brings death to the ethnic group of the metropolis - partly because it locks it within the framework of a dead-end development model. Sweet memories of bygone greatness and empty dreams swarm in people's minds. Only the rejection of the traditional empire gives the metropolitan ethnic group a chance to survive.

In order of retreat. How can the imperial scenario relate to the objective interests of the people creating the empire? How do the objective interests of the people creating a national state and the national development scenario relate to each other?

To answer these questions, it is necessary to separate two phenomena - the objective interests of the nation and the subjective interpretation of these interests. Let's start with the objective ones. Bearing in mind that objective interests represent a certain abstraction, it is possible to identify them, at least approximately, only with the help of scientific analysis. Let us list, in order of this approximation, a set of universal parameters inherent in the objective interests of a nation as a living entity: self-reproduction, preservation of self-identity, adaptation to a changing world, success in the struggle to preserve its own geopolitical niche, constant maintenance of competitiveness relative to other nations (and for this purpose - increase in the level of organization), proportional increase in numbers, etc.

If objective interests can be thought of as a universal, predetermined and, in this sense, unchanging essence, then the subjective interpretation of these interests is specific and represents the movement of social thought along the path of recognizing objectivity. From era to era, the interpretation of interests changes, enriched with new accents and nuances. The national development scenario at each historical moment is derived from the dominant interpretation of national interests and depends on the degree to which society understands its own interests, as well as its understanding of the surrounding world, the objective possibilities of its transformation, the balance of forces and interests on the world stage.

In this sense, the distance between the objective interests of the nation and the national development scenario at each stage of time is equal to the distance between objective reality and the dominant picture of this reality in society. It is clear that the distance between these phenomena is irremovable. There is inertia of thinking, myths and stereotypes of yesterday, replaced by the myths of today. These are distortions of an epistemological nature. If they are not removed, then they are softened in the course of history.

There are also inevitable distortions due to differences in the social interests of individual groups in society. The desire of the political elite and influential social forces to transform state policy (and therefore the concept of national interests) in accordance with corporate or group interests is eternal and inescapable. Transformations set by selfish social impulses are minimized as civil society develops. The more rooted the legal principles are, the deeper the liberal and democratic traditions, the wider the circle of people involved in the processes of discussing national interests, the stricter and more diverse the control over the state by society, the smaller the distance between society’s understanding of its interests as a whole and the policies that structure it. society of the state.

Having established the fundamental impossibility of achieving complete coincidence of the objective interests of the nation and the dominant interpretation of these interests in the national state, we point out that within the limits that outline the field of human activity at each specific moment historical development, the model of the nation state makes it possible to combine the real policy of the state with the objective interests of its citizens. Let us add that a mature nation-state lives in a situation of positive feedback. Political institutions are constantly accountable to society for the consequences of public policy, which grows out of the concept of national interests. And the results of moving along a suboptimal, erroneous path immediately become the subject of public discussion.

A nation state, largely constituted by ideas of public interest, at least does not imply a conflict between the state and the ethnic entity that formed the state. The national state was created for this purpose, and was intended to be as smooth as possible, to nullify any conflict between society and the state.

SECULARIZATION

Let's return to the problems of imperial development. Empires die not only from natural causes. There is one more general historical element external to the traditional empire, associated with the end of the Middle Ages in the broad sense. The spiritual revolution, caused by the extinction of theocentric consciousness, “finishes off” traditional empires. Secularization removes the religious (ideological) core from the empire. The empire is deprived of a higher, divine justification, is made meaningless and at the same moment is realized as an estate, caste, class enterprise of the imperial political elite and bureaucracy.

Secularization is not a transition from the heights of religious consciousness to irreligion, as the ideologists of the restoration claim. The core of the process of secularization is in "privatization" of beliefs and convictions. In the course of secularization, the center of gravity shifts and the disposition of the ruling authority changes. I do not belong to some Truth, transpersonal and absolute, and, accordingly, to the Church or Party that embodies this truth, but some convictions and beliefs belong to me.

In a secularizing consciousness, the image of the religious Idea and the nature of its experience change. The absolute cosmic Truth, which by definition is a universal imperative that is only temporarily not established in this capacity (and the empire itself is the mechanism for establishing the Truth), disappears and a more complex picture emerges. The medieval religious complex is stratified. Any religious system acquires two dimensions: subjective and objective level. Being the unconditional truth of faith at the subjective level, it now appears as equal, on a par with others, at the level of social objectivity. I believe because I I believe and I think as I think. This is my choice and my responsibility. Each person can make his own choice among basic values and religious beliefs. This is his right and his responsibility. Secular man proceeds from the fundamental plurality of religious systems.

And one more extremely important point. For a secular person, beliefs are a matter of human choice, they are not the subject of demonstrative assertion; He not looking for a control experiment, verifying religious beliefs within the boundaries of this world. However, the empire was such a control experiment. For a medieval man, the truth of faith is confirmed by the splendor and greatness of the Empire. From this embodiment of heavenly Truth he drew his strength.

As the nodal point of the collapse of the traditional cosmos, secularization records the formation of an autonomous individual: it is clear that there is no longer a place for a theocratic empire. Secularization indicates a change in the historical imperative: civilizations are formed and discovered not in the rarefied space of Absolute Truths, but in the space of liberal conventions. The spirit leaves the empire and it degrades amazingly quickly.

The first wave of secularization in Russia occurred at the beginning of the 20th century. It was crushed by communist inversion, which ensured several more decades of religious burning in society. The second, final and, contrary to the illusions of the ideologists of traditionalism, irreversible wave of secularization began in 1956. For thirty years, communist - religious - consciousness turned into ruins. The death of Soviet ideology brought two fundamental events for Russia: the end of the Soviet empire and the end of the Middle Ages. Therefore, Russia, in a certain sense, is a unique country where it is possible to accurately date the end of the Middle Ages. This happened on August 21, 1991.

TYPOLOGY OF EMPIRES

In addition to the basic, historically primary phenomena - the medieval empire and the national state - two more typological units are realized in the history of modern times - the colonial empire and the post-theocratic empire.

The first in this series - colonial empire. It is important to distinguish it from the medieval empire. The colonial non-ideocratic empire was created by associations of citizens with the support of the state. Similar empires arose in the 18th - 19th centuries. based on leading European countries. Colonial empires are palliative formations. They arose against the backdrop of emerging nation states. The young nation, based on selfish interests, added overseas possessions to its territory, turning them into objects of exploitation. At the same time, there was no talk of any mutual dissolution or creation of a single integrity, much less the integrity given by the transcendental Idea, experienced as a universal project.

Colonial empires exploit subject territories; there is an element of self-denial, self-destruction here, so their life is not too long. The combination of a nation-state constituted by full-fledged individuals and powerless colonial possessions was a contradiction. Recognition of the inalienable rights and interests of the subject of the metropolis presupposes recognition of the same interests of the object of colonial exploitation. In addition, colonial empires go through a cycle of equalizing sociocultural potential. Effective exploitation is possible only if there is a significant barrier between the stage-advanced metropolis and the lagging colonies. The equalization of potentials, which occurs as an inevitable result of colonial existence, removes the colonial situation as such. Sooner or later, the colony forms its own society; she is imbued with the ideas and values of the mother country, which makes colonial status impossible.

Colonial empires have overseas territories. Traditional ones, as a rule, conquer those who are nearby, although they may also have territories overseas. If colonial empires exploit primarily the colonies, then traditional ones often exploit the metropolis more harshly than foreign provinces.

In a colonial empire, the metropolitan nation protects itself in every possible way from assimilation. This process is, to some extent, inevitable under the conditions of an empire, but it is minimized. The culture of the metropolis does not absorb large layers of conquered cultures, but assimilates the minimum necessary and useful. A traditional empire tends to dissolve the mass of conquered peoples within itself.

The traditional ones develop the very core, or imperial center, and strengthen the border areas - like a shell. Moreover, such stagnation of traditional empires often occurs against the background of a sharp growth of foreign cultural outskirts, in which it is not the traditional imperial, but the bourgeois, capitalist, national quality that is realized. In the Ottoman Empire, for example, the Sajaks of Bulgaria and Serbia flourished. In the Spanish Habsburg Empire - Holland. In Russia, industrial enclaves arose on the territory of Poland and Ukraine, in the USSR - in the Baltic states.

Colonial empires develop colonies exactly as much as is necessary to pump resources out of them, to solve management problems and to maintain power. This applies to infrastructure, personnel, industry and culture. Traditional empires live in the name of some higher transcendental entity. Colonial - in the name of the metropolitan society as a collective subject appropriating the benefits and advantages of owning colonies. The final addressee of colonial power is an individual subject, a citizen of the metropolis.

The decline of the colonial empire is associated with the inevitable and inevitable process of pumping sociocultural quality into the colony during its exploitation. At a certain stage, national liberation movements inevitably arise in the colonies. As soon as the amount of losses associated with holding and managing colonies exceeds the amount of profits and advantages derived from them, the colonial empire is doomed. It is characteristic that at the right moment the society of the colonial empire demonstrates the will to dissolve it. The forces standing in the way are swept away. All OAS members are beaten mercilessly, because the metropolis lives not in the Middle Ages, but in a “disenchanted” rational world and knows how to count. Let's compare this with Russia, where since the conquest of Central Asia there has not been a single year when the amount of taxes and treasury profits was at least equal to the amount of expenses for maintaining the territories.

Of course, the collapse of the colonial empire is a very painful process for the metropolis, its culture and people. But in its consequences it cannot be compared with what the empire-forming ethnos of a traditional empire experiences at the end of its journey.

Above we discussed some objective characteristics of colonial empires. From the inside, they were conceptualized completely differently. Colonial empires also created their own mythology. Generally speaking, not a single major, and especially world-historical, undertaking is accomplished without mythology; That's just how man is made. It is easier for him to realize his interests, being in the belief that he is pursuing great and lofty goals. And therefore the colonial empires created their own, civilizing myth. He seemed to gravitate towards the greatness of the plan of the traditional empire: the colonial empire brought to the occupied territories not the Absolute Truth, which had faded in the secular era, but the gifts of civilization and citizenship, put a limit to civil strife, and asserted peace and legality. On occasion, the colonial administrator was not averse to recognizing himself and his service as a means to achieving ideal goals (for example, the establishment of civilization); hence the idea of the "white man's burden." In England at the end of the 19th century. Serving the idea of empire psychologically even gave rise to a unique religion: the religion of imperialism.

Finally, to complete the typology of empires, mention should be made of a special, intermediate model that arose as a result of the transformation of the medieval ideocratic empire into a colonial one. Let's call her post-theocratic. Both the Spanish and Austrian Habsburgs underwent a similar evolution. By the 18th century Spain is losing the pathos of medieval theocracy and turning into a colonial empire burdened with routine elements. A similar situation was in Austria-Hungary, which also provided an interesting example of the overlap of medieval and colonial moments. The integration of Central Europe under the auspices of the “German spirit,” i.e., Germanization, experienced as a sacred religious-civilizational work, is the essence of the Austro-Hungarian project. Before us is an example of the evolution of a theocratic project that has turned into an ethno-civilizational project. Such a combination was possible in the era of unfolding secularization processes. Finally, the colonization of Latin America was an ethno-civilizational project on a world-historical scale, represented by the medieval imperial-Catholic world.

A post-theocratic empire is also a palliative, self-destructive entity with a limited lifespan. From a broad historical perspective, such an empire turns out to be a stage on the way to a system of nation states. Since the provinces of post-theocratic empires were more mixed with the metropolis and more advanced in terms of civilization than classical colonies, they were earlier ripe for the national liberation movement, which led to the collapse of the empire. In addition, the metropolis of these empires bore many of the vices of classical theocracies: it was weak, undynamic, and prone to stagnation. Post-theocratic empires did not find the strength and resources to fight national liberation movements. As a result, none of them survived the First World War, while the colonial empires ended their history in the 60s of the 20th century.

Apparently, with the advent of the colonial era and the establishment of the reality of the New Age, the tendency of the late theocratic empire to degenerate into a colonial empire is of a general historical nature. As we noted, within the framework of post-theocracy, factors are maturing that ensure the collapse of the empire and the formation in its place of a system of national states.

There is a strong feeling that, in the logic of its development, Russia was also doomed to transformation from a theocratic to a colonial empire. However, such an evolution “did not have time” to occur. The logic of Russian history has come into conflict with global processes. Having arisen on the deep periphery of Europe (much deeper than the periphery of the Austrian and Spanish Habsburgs), the Russian Empire was tragically delayed in its gradual development. By the time the preconditions for transformation were maturing in Russia, the logic of the general historical process dictated other scenarios. The response to the external imperative, which dictated secularization and movement towards national development, in Russia was the Bolshevik revolution, which ensured the revival of ideocracy and the classical empire. In the Soviet version, the empire survived until the mid-80s of our century, when the imperial principle completely exhausted itself, and became the last of the world empires. Its collapse ended the era of great empires in history.

In other words, Russia experienced a phase of post-theocratic empire within the Soviet period. Despite the seeming paradox of such a conclusion, in our opinion, it corresponds to historical realities. Stage by stage Soviet Union was an unconditional step forward relative to the unitary Russian Empire. Within the framework of the USSR, the foundations of regional representation were formed, local elites were formed, and the national cultures of the colonial outskirts developed. Finally, national liberation movements were formed. All this constitutes the objective content of the history of post-theocratic empires. The organisms of future independent states matured in the Soviet shell*.

[* Note that in the USSR itself there was a tendency - both at the very top and right up to the dissident right - towards a clear, declared degeneration of the ideocratic empire into a colonial one. This tendency is united in the concept of “national-bolshevism”. These processes are well described in our literature. However, history has not given a chance for such a transformation to occur. Almost a similar evolution took place, especially after the Great Patriotic War, but the ideological framework remained unshakable. Therefore, the USSR never achieved the completed forms of a post-theocratic empire.]

To what has been said above, it remains to be added that the special similarity between Russia and Austria-Hungary or the Latin American world is largely determined by the typological proximity we are considering.

Finally, one general comment on the proposed typology. In the models of the nation state, classical empire, colonial and post-theocratic empires, we have described ideal typical structures. In reality, the purity of forms is blurred by various, often contradictory, trends. Elements of a colonial empire can be seen in the policies of the Ottomans (especially in the later stages) or in such a “pure” nation-state as the United States. In some cases, such as Portugal, the typology of empire is not clearly visible. Nevertheless, the structural grid we propose allows us to try to identify the basic models, describe their qualitative characteristics, and determine the logic of development.

1. Ilyin M.V. Power. - "Policy", 1994, no. 2, p. 128 - 129.

2. Filippov A.F. "Empire" in modern political communication. - Where is Russia going? Alternatives for social development. M., 1995, p. 458.

3. Glushkova T. On the ruins of imperial consciousness. - "Tomorrow", 1995, № 32.

4. Matveeva S.Ya. Opportunities of the nation - state in Russia: an attempt at a liberal interpretation. - "Policy", 1966, No. 1, p. 155.

5. Nazarov M. Mystical meaning of Russian statehood. - "Tomorrow", 1995, № 31.

6. Yanov A. After Yeltsin. M., 1995, p. 107 - 108.

7. See Tsymbursky V. Tyutchev as a geopolitician. - "Social Sciences and Modernity", 1995, № 6.

26.11.2013

Text: Andrey Akopyants

This text does not contain original thoughts or conclusions of the author Andrey Akopyants, and is a compilation of texts and lectures by O. Grigoriev

Territorial and colonial (national) empire

The differences between the colonial empire and the territorial one are obvious and lie on the surface.

Both are formed by capturing certain territories.

But colonial empire has a clearly defined center (metropolis), with a high level of development, and colonies, as a rule, territorially remote (not having common land borders with the metropolis), located at a lower stage of development, and ethnically completely alien.

Colonies are considered mainly as a source of resources, and if the metropolis invests something in their development, it is solely in order to pump out these resources more efficiently. We are not talking about any deep integration.

And the elite of the colonial empire was mainly formed from representatives of the indigenous ethnic groups of the metropolis.

A territorial empire arises by seizing territories directly adjacent to the metropolis, where culturally quite similar ethnic groups often live, which, by the way, may be at a higher stage of development than the metropolis.

And the degree of integration of the occupied lands is significantly higher - both in the economic, political and cultural sense. Due to this, the concept of the metropolis is blurred, and the center of the territorial empire may generally move from its historical location to some more convenient point.

The ethnicity of the metropolis is also losing its leading role and is being eroded - representatives of conquered ethnic groups are en masse joining the elite.

Territorial empire and nation state

More complex and less clear is the difference between a Territorial Empire and a Nation State.

The difference is not in the form of government (monarchy/democracy). Monarchical England and France were quite national. states, and Rome before Caesar was a republic in form of government, but in fact an empire.
Moreover, the question is not about self-name.

The nation state is the result of the evolution of a territorial empire, established within its borders, and directing its resources not to external expansion, but to internal integration.

And the distinction is made according to the achieved degree of internal integration of the territories and subethnic groups that make up the state - economic, political, cultural, mental integration.

Moreover, there is no clear measurable border (until now - an empire, from now - a national state), and it is probably impossible to draw it. You can describe ideal (extreme) cases, and try to introduce quantitative or qualitative scales of different aspects of integration:

economic (a measure of the connectivity of the internal market);
cultural (unity of language, conceptual basis, traditions, religion, everyday customs, etc.);
political (mechanisms of formation and degrees of freedom of regional elites);
mental (what is primary for a resident - belonging to the Nation or belonging to one’s subethnic group).

Moreover, the last aspect, according to Grigoriev, is the most important, so we will dwell on it in more detail.

The myth of national unity

At the mental level, the nation-state is based on the myth of One Nation, shared by the vast majority of the population. This is a classic “imaginary community” in the terminology of Oleg Grigoriev - i.e. a state can be considered national if the overwhelming majority of its population thinks so.

The classical empire (Rome or the Ottoman Empire) does not need such a myth at all. There was no talk of any unity; the conquered ethnic groups largely retained their identity. Some ancient Greek considered himself first of all a Greek, and only then a citizen of the Empire, and no one cared.

But the national state needs such a myth, and is forced to constantly support it.

The fact is that the significant difference between the classical empire and the ideal national. the state is a way of legitimizing the supreme power.

In an empire, power is legitimized in fact (we conquered you - we and the authorities), and at later stages, when it has already been slightly forgotten who conquered whom - also from God (the emperor is a god on earth).

But in Europe in the Middle Ages, a specific situation arose when the imperial mechanism of legitimization “from God” stopped working. While maintaining the unity of the church and the formation of many states, it became very difficult to explain why in France the power from God belongs to the French king, and in England to the English king.

That is why the concept of the National State and the mechanism for legitimizing power “from the nation” were invented (the nation is one, power is from the people). The extreme expression of this idea is modern electoral democracy.

Moreover, we must understand that this is a specifically European phenomenon,
In other situations, the legitimation “From God” continued to work, and the collapse of empires was accompanied by the collapse of churches (Orthodoxy, for example)..

Therefore, achieving and maintaining the “unity of the nation” is the main task of the authorities in a national state - because without this, the authorities do not and cannot have any legitimacy.

Some states succeeded most likely (France, England, USA), some did not succeed (Spain, Italy, Russian Empire)

But the current crisis of the national states, the fact is that maintaining the myth in conditions of economic stagnation is becoming increasingly difficult. And classical nation states begin to crumble along the borders of subethnic groups or large economic regions - which we can now observe in England, and in Spain, and even in rich Germany.

Those. It can be stated that the boundary between the territorial empire and the nation state is not actually clear, but conceptually it is clear.

If you ask a resident who you are (a representative of a certain ethnic group or a citizen of a state), then a resident of an ideal national state should first of all be a citizen, and only secondarily a representative of the ethnic group. And a resident of an empire first of all recognizes himself as a representative of an ethnic group, and only secondly as a citizen.

To use a metaphor, the difference between a territorial empire and a nation-state is the same as between cast iron and steel.

And the mechanism for the formation of a national state also lies in this metaphor - remelting, which can be revolutions, big wars, etc., as a result of which representatives of many subethnic groups recognize themselves as representatives of a single nation.

For the USSR, the Second World War could have been such a meltdown, but judging by what we are seeing now, it did not. The Myth of Unity Soviet people couldn't hold on long enough high level, and the country fell apart - first mentally, then actually, which proves that it never became a national state.

Can the Russian Federation become a national state and should it strive for this?
After all, territorial empires have been the main form of statehood for almost all of human history, and nation states are fairly new formations, and even those are crumbling, as we see. Is it worth investing resources in order to jump on the bandwagon? Maybe it would be better to use them to build an effective empire?

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Empire and nation state. From empire to nation state (an attempt to conceptualize the process) Correlation of the concepts empire and nation state

Literature

Bibliography

Imperium vs etat nation? On the question of correlation of notions “empire” and “state”

FROM EMPIRE TO NATIONAL STATE (An attempt to conceptualize the process)

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FROM EMPIRE TO NATIONAL STATE
(An attempt to conceptualize the process)